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Compliance Conduct and Risk Expert

WALTERS PEOPLE in BRUSSEL
time Online sinds 13 juni 2024 - Tijdelijke jobs met optie vast

A leading company is actively seeking a driven Compliance Conduct and Risk Expert to join their offices in Brussels.Your seasoned experience in Compliance makes you the perfect fit for this pivotal role within the organization.

As a cornerstone of the team, you will play a critical role in the evolution of legislation and regulations across various compliance domains, such as: investor protection, product governance, advertising and publicity for banking and investment products, protection rules for borrowers, conflicts of interest, complaint handling, Privacy, inside information and market abuse.

Your expertise will not only contribute to the success of different projects but also ensure that the company remains at the forefront of industry standards.

Your main responsibilities as the new Compliance Conduct and Risk Expert will include:

  • Following relevant laws and regulations and ensuring that internal policies, procedures and guidelines for head office and agents are in place and updated in a timely manner
  • Analysing these laws and regulations, and in the event of shortcomings, informing management together with the compliance officer and developping action plans
  • Following up on the action plans and reporting on this to the compliance officer
  • Following up the implementation projects of legislation and regulations, and providing advice on various proposals from the operational services
  • Validating your investment product and commercial training from the point of view of the compliance domains
  • Representing the compliance function in committees and working groups, and participating in internal and external compliance reporting